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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Briarcliff Manor, NY

Every SEC-registered investment adviser representative at a firm office in Briarcliff Manor, with the firms that employ the most of them.

15 registered advisors work in Briarcliff Manor; the most are at Neuberger Berman Bd LLC (2). 2 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Briarcliff Manor

FirmAdvisors in Briarcliff Manor
Neuberger Berman Bd LLC2
Pfs Investments Inc.2
Strategic Wealth Management LLC2
Ameriprise Financial Services, LLC news1
Casper, Michael J.1
Cetera Investment Advisers LLC news1
Fortis Capital Advisors, LLC news1
Lone Wolf Trading LLC1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
The Eastrade Asset Management Corporation1
Unified Retirement Planning Group1

Advisors in Briarcliff Manor, A to Z

CFP advisors in Briarcliff Manor →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Briarcliff Manor, NY?

15 investment adviser representatives are registered at firm offices in Briarcliff Manor, New York, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Briarcliff Manor?

Neuberger Berman Bd LLC, with 2 registered advisors in Briarcliff Manor, followed by Pfs Investments Inc. with 2.

How do I check a financial advisor in Briarcliff Manor?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.