Private fund adviser · Overland Park, KS
UMB Private Wealth Management, LLC
SEC-registered investment adviser · CRD 306374 · SEC 801-117738
At a glance
UMB Private Wealth Management, LLC is an SEC-registered investment adviser based in Overland Park, Kansas, with $125 million in regulatory assets under management as of its Form ADV filed September 18, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 41 individual clients. By Form ADV it is a private fund adviser, ranked 4,391st of 4,686 private fund advisers and 14,552nd of 17,210 SEC-registered advisers by assets.
Main office 816-860-7000umb.comAs filed on Form ADV
- Regulatory AUM
- $125M
- Rank among private fund advisers
- #4,391 of 4,686
- Rank among all SEC RIAs
- #14,552 of 17,210
- Rank in Kansas
- #120 of 134
- Individual clients
- 41
- High-net-worth clients
- 25
- Accounts
- 46
- Discretionary
- 44% of AUM
- Employees
- 94
- Advisory staff
- 41
- Offices
- 15
Owners and executives on its Form ADV
- Kristine A. StarkmanChief Compliance Officer
- Christopher S. JonesPresident
Custody and brokerage
Custodian
UMB Private Wealth Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: UMB Financial Services, Inc..
- UMB Financial Services, Inc. ↗CRD 17073
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $70M | 56% |
| High-net-worth individuals | 25 | $45M | 36% |
| Individuals | 16 | $9M | 7% |
| Corporations or other businesses | 1 | $1M | 1% |
Private funds
UMB Private Wealth Management, LLC reports 4 private funds with $70M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
UMB Private Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗umb.com ↗
AtlasMembers
The full record on UMB Private Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 1,243 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does UMB Private Wealth Management, LLC manage?
UMB Private Wealth Management, LLC reports $125 million in regulatory assets under management across 46 accounts, 44% of it on a discretionary basis, on its Form ADV filed September 18, 2026.
What kind of firm is UMB Private Wealth Management, LLC?
UMB Private Wealth Management, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are UMB Private Wealth Management, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($70 million, 4 clients); high-net-worth individuals ($45 million, 25 clients); individuals ($9 million, 16 clients).
Does UMB Private Wealth Management, LLC manage private funds?
Yes. It reports 4 private funds with $70 million in gross assets, including private equity funds.
Does UMB Private Wealth Management, LLC have any disciplinary history?
UMB Private Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is UMB Private Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →