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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Elk Grove, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Elk Grove, A to Z.
The short answer
3 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Elk Grove, out of 22,881 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Elk Grove, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- Yun ChenAlso a broker rep
- Nancy H. DaoAlso a broker rep
- Linda A. FreelingAlso a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in Elk Grove
All Elk Grove advisors →Principal Securities, Inc. 8J.P. Morgan Securities LLC 7Cetera Investment Advisers LLC 4Edward Jones 4LPL Financial LLC 4Strategic Advisers LLC 4Cambridge Investment Research Advisors, Inc. 3Commonwealth Financial Network 3Transamerica Financial Advisors, LLC 3Wells Fargo Clearing Services, LLC 3
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Elk Grove?
3 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Elk Grove, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Elk Grove?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 9 in Elk Grove by registered advisors; Principal Securities, Inc. has the most, with 8.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Elk Grove?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.