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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Texas

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Texas, by city and A to Z.

The short answer

63 registered advisors work at Principal Securities, Inc. in Texas, out of 1,318 nationwide; it's the firm's number 5 state by advisors, and the most are in Addison (15). 8 list the CFP designation and 63 are also registered broker representatives.

Principal Securities, Inc. advisors by city in Texas

Every firm in Texas →

Addison 15Houston 14Austin 6Fort Worth 6San Antonio 4Bryan 2Corpus Christi 2Dallas 2Southlake 2Aquilla 1Burnet 1Edgecliff Village 1El Paso 1Granbury 1McKinney 1New Ulm 1Pittsburg 1Richardson 1Schulenburg 1

Principal Securities, Inc. advisors in Texas, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320California 112Florida 81Minnesota 69New York 60Wisconsin 57North Carolina 55Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in Texas?

63 investment adviser representatives are registered at Principal Securities, Inc. offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 8 list the CFP designation and 63 are also registered as broker representatives.

Where in Texas does Principal Securities, Inc. have the most advisors?

Addison, with 15, then Houston (14). Principal Securities, Inc. has advisors in 19 cities in Texas.

How do I check a Principal Securities, Inc. advisor in Texas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.