Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Houston, A to Z.
14 registered advisors work at Principal Securities, Inc. in Houston, out of 1,396 at the firm nationwide; it ranks number 62 in the city by advisors. 2 list the CFP designation and 14 are also registered broker representatives.
Principal Securities, Inc. advisors in Houston, A to Z
Every Principal Securities, Inc. advisor →- David W. AndersonAlso a broker rep
- Anita L. CanalesAlso a broker rep
- Jaime CastanedaAlso a broker rep
- Neal W. CloerChartered Financial Consultant · Also a broker rep
- Maria L. GriecoAlso a broker rep
- Richard L. NewlandCertified Financial Planner · Also a broker rep
- William B. NewlandCertified Financial Planner · Also a broker rep
- Clinton L. OliphantAlso a broker rep
- Christopher A. RicheyAlso a broker rep
- Caleb R. RobinsonAlso a broker rep
- Malcolm RubenAlso a broker rep
- Mark R. SchubertAlso a broker rep
- Christopher A. SizemoreAlso a broker rep
- Donald Terry Jr.Also a broker rep
Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Principal Securities, Inc. advisors in other cities
Des Moines, IA 194West Des Moines, IA 71Minnetonka, MN 30Tampa, FL 24Raleigh, NC 22Sioux Falls, SD 22Atlanta, GA 21Charlotte, NC 21Wauwatosa, WI 19Wayne, PA 19Downers Grove, IL 18Roseville, CA 18Addison, TX 17Elkhorn, NE 17Overland Park, KS 17
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Principal Securities, Inc. have in Houston?
14 investment adviser representatives are registered at Principal Securities, Inc. offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 1,396 nationwide. 2 list the CFP designation and 14 are also registered as broker representatives.
Is Principal Securities, Inc. one of the largest advisor employers in Houston?
Principal Securities, Inc. ranks number 62 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Principal Securities, Inc. advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.