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Adviser and broker representative · Principal Securities, Inc.

Neal W. Cloer

CRD 5575413 · Austin, TX

At a glance

Neal W. Cloer is an investment adviser representative with Principal Securities, Inc. in Austin, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Neal’s SEC record dates to 2009, about 16 years ago. Neal is also registered as a broker representative. Designations on file: Chartered Financial Consultant.

Current advisory firm

SEC adviser record

Registered since
2009 (16 years)
Designations
Chartered Financial Consultant
Exams
Series 63, Series 65
Registered in
1 state
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

AtlasMembers

Neal’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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