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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Modesto, CA

Every SEC-registered investment adviser representative at a firm office in Modesto, with the firms that employ the most of them.

192 registered advisors work in Modesto; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (22). 0 list the CFP designation and 160 are also registered broker representatives.

Firms with the most advisors in Modesto

FirmAdvisors in Modesto
Merrill Lynch, Pierce, Fenner & Smith Incorporated news22
Morgan Stanley news21
Valic Financial Advisors, Inc.21
LPL Financial LLC news14
Integrated Wealth Concepts LLC12
Stifel, Nicolaus & Company, Incorporated news11
Transamerica Financial Advisors, LLC10
Ameriprise Financial Services, LLC news6
Edward Jones news6
Mraz And Associates5
Osaic Wealth, Inc. news5
Cetera Investment Advisers LLC news4
J.P. Morgan Securities LLC news4
Principal Securities, Inc.4
Raymond James & Associates, Inc. news4
Wells Fargo Clearing Services, LLC news4
Oliveira Wealth3
Pfs Investments Inc.3
Arrowhead Wealth Management Corp.2
Blom & Howell Financial Planning, Inc.2
Commonwealth Financial Network news2
Northwestern Mutual Investment Services, LLC2
Raymond James Financial Services Advisors, Inc. news2
Southland Equity Partners, LLC.2
State Farm Investment Management Corp.2

Advisors in Modesto, A to Z

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Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Modesto, CA?

192 investment adviser representatives are registered at firm offices in Modesto, California, according to the SEC's Investment Adviser Public Disclosure records. 160 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Modesto?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 22 registered advisors in Modesto, followed by Morgan Stanley with 21.

How do I check a financial advisor in Modesto?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.