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Shareholder/chief Compliance Officer · Mraz and Associates

Deidre M. Mraz

CRD 5215952 · Named on Form ADV at one SEC-registered adviser

At a glance

Mraz and Associates, an SEC-registered wealth manager based in Modesto, CA with $917 million in regulatory assets, lists Deidre M. Mraz on its Form ADV as Shareholder/chief Compliance Officer, a control person.

Firms and roles

  • Mraz and AssociatesShareholder/chief Compliance OfficerWealth manager · Modesto, CA · $917M in regulatory assets

AtlasMembers

Deidre’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deidre’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.