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Financial ADVSR advisor directory · SEC adviser records

Osaic Wealth, Inc. financial advisors in Modesto, CA

Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Modesto, A to Z.

The short answer

5 registered advisors work at Osaic Wealth, Inc. in Modesto, out of 7,287 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Osaic Wealth, Inc. advisors in Modesto, A to Z

Every Osaic Wealth, Inc. advisor →

Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Wealth, Inc. advisors in other cities

Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33

Other firms in Modesto

All Modesto advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 22Valic Financial Advisors, Inc. 20Morgan Stanley 16Integrated Wealth Concepts LLC 13LPL Financial LLC 13Stifel, Nicolaus & Company, Incorporated 10Transamerica Financial Advisors, LLC 9Ameriprise Financial Services, LLC 6Edward Jones 6Mraz And Associates 5Wells Fargo Clearing Services, LLC 5Cetera Investment Advisers LLC 3

Questions

How many financial advisors does Osaic Wealth, Inc. have in Modesto?

5 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Modesto, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Osaic Wealth, Inc. one of the largest advisor employers in Modesto?

Osaic Wealth, Inc. ranks number 12 in Modesto by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 22.

How do I check a Osaic Wealth, Inc. advisor in Modesto?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.