Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Modesto, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Modesto, A to Z.
The short answer
14 registered advisors work at LPL Financial LLC in Modesto, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 13 are also registered broker representatives.
LPL Financial LLC advisors in Modesto, A to Z
Every LPL Financial LLC advisor →- Joel K. BalamAlso a broker rep
- Jairus R. BryantAlso a broker rep
- Matthew T. BryantAlso a broker rep
- Kent W. CrawfordCertified Financial Planner · Also a broker rep
- Kyle N. CrawfordCertified Financial Planner · Also a broker rep
- Jose S. DiazAlso a broker rep
- John V. Hogin Jr.Investment adviser rep
- Brandon J. KarpAlso a broker rep
- Andy MorenoAlso a broker rep
- Japjit PerumallaAlso a broker rep
- Jairo ServinAlso a broker rep
- Brian W. StevensAlso a broker rep
- Todd A. VenturiniCertified Financial Planner · Also a broker rep
- Shanelle I. WintersAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Modesto
All Modesto advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 22Valic Financial Advisors, Inc. 20Morgan Stanley 16Integrated Wealth Concepts LLC 13Stifel, Nicolaus & Company, Incorporated 10Transamerica Financial Advisors, LLC 9Ameriprise Financial Services, LLC 6Edward Jones 6Mraz And Associates 5Wells Fargo Clearing Services, LLC 5Osaic Wealth, Inc. 4Cetera Investment Advisers LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Modesto?
14 investment adviser representatives are registered at LPL Financial LLC offices in Modesto, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 13 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Modesto?
LPL Financial LLC ranks number 5 in Modesto by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 22.
How do I check a LPL Financial LLC advisor in Modesto?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.