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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carmel, CA

Every SEC-registered investment adviser representative at a firm office in Carmel, with the firms that employ the most of them.

85 registered advisors work in Carmel; the most are at UBS Financial Services Inc. (16). 0 list the CFP designation and 61 are also registered broker representatives.

Firms with the most advisors in Carmel

FirmAdvisors in Carmel
UBS Financial Services Inc. news16
Wells Fargo Clearing Services, LLC news15
Charles Schwab & Co., Inc. news8
Praetorian Guard, A Division Of Praetorian Wealth Management,inc7
Edward Jones news6
Osaic Wealth, Inc. news4
J.P. Morgan Securities LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Cypress Path Capital, LLC2
LPL Financial LLC news2
No-Load Asset Management2
Topturn Capital, LLC2
Ameriprise Financial Services, LLC news1
Bacon & Company1
Bleeck Financial Management, Inc.1
Cliftonlarsonallen Wealth Advisors, LLC1
Cypress Coast Investments1
Geometric Wealth Advisors, LLC1
Interlake Capital Management, LLC1
Kilzer Wealth Management1
Lawrence J. Chazen, Inc.1
Mende Financial Council, Inc.1
Pale Blue Capital LLC1
Principal Securities, Inc.1
State Farm Investment Management Corp.1

Advisors in Carmel, A to Z

Search all of California →

Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Carmel, CA?

85 investment adviser representatives are registered at firm offices in Carmel, California, according to the SEC's Investment Adviser Public Disclosure records. 61 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Carmel?

UBS Financial Services Inc., with 16 registered advisors in Carmel, followed by Wells Fargo Clearing Services, LLC with 15.

How do I check a financial advisor in Carmel?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.