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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Carmel, CA

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Carmel, A to Z.

The short answer

13 registered advisors work at Wells Fargo Clearing Services, LLC in Carmel, out of 13,134 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 13 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Carmel, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Carmel

All Carmel advisors →

UBS Financial Services Inc. 14Charles Schwab & Co., Inc. 8Praetorian Guard, A Division Of Praetorian Wealth Management,inc 7Edward Jones 5Osaic Wealth, Inc. 4J.P. Morgan Securities LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Carmel?

13 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Carmel, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 1 list the CFP designation and 13 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Carmel?

Wells Fargo Clearing Services, LLC ranks number 2 in Carmel by registered advisors; UBS Financial Services Inc. has the most, with 14.

How do I check a Wells Fargo Clearing Services, LLC advisor in Carmel?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.