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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Fresno, CA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Fresno, A to Z.

The short answer

11 registered advisors work at Principal Securities, Inc. in Fresno, out of 1,318 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

Principal Securities, Inc. advisors in Fresno, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Fresno

All Fresno advisors →

LPL Financial LLC 79Wells Fargo Clearing Services, LLC 55Morgan Stanley 31Ameriprise Financial Services, LLC 19Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Wells Fargo Advisors Financial Network, LLC 14Commonwealth Financial Network 12Eagle Strategies LLC 10Osaic Wealth, Inc. 10Perennial Financial Services 10RBC Capital Markets, LLC 10Charles Schwab & Co., Inc. 7

Questions

How many financial advisors does Principal Securities, Inc. have in Fresno?

11 investment adviser representatives are registered at Principal Securities, Inc. offices in Fresno, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Fresno?

Principal Securities, Inc. ranks number 8 in Fresno by registered advisors; LPL Financial LLC has the most, with 79.

How do I check a Principal Securities, Inc. advisor in Fresno?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.