Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Fresno, CA
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Fresno, A to Z.
The short answer
10 registered advisors work at RBC Capital Markets, LLC in Fresno, out of 3,466 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 10 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Fresno, A to Z
Every RBC Capital Markets, LLC advisor →- Patrick G. HowellAlso a broker rep
- Bruce L. KalajianAlso a broker rep
- Mark R. MacedoAlso a broker rep
- Paul M. MosquedaAlso a broker rep
- Mark W. OttaAlso a broker rep
- Nicole OttaAlso a broker rep
- Angela L. PulleyAlso a broker rep
- Celina RodriguezAlso a broker rep
- Mark G. RuofCertified Financial Planner · Also a broker rep
- Frank C. Vargas Jr.Also a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Fresno
All Fresno advisors →LPL Financial LLC 79Wells Fargo Clearing Services, LLC 55Morgan Stanley 31Ameriprise Financial Services, LLC 19Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Wells Fargo Advisors Financial Network, LLC 14Commonwealth Financial Network 12Principal Securities, Inc. 11Eagle Strategies LLC 10Osaic Wealth, Inc. 10Perennial Financial Services 10Charles Schwab & Co., Inc. 7
Questions
How many financial advisors does RBC Capital Markets, LLC have in Fresno?
10 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Fresno, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Fresno?
RBC Capital Markets, LLC ranks number 12 in Fresno by registered advisors; LPL Financial LLC has the most, with 79.
How do I check a RBC Capital Markets, LLC advisor in Fresno?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.