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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Duluth, MN

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Duluth, A to Z.

The short answer

3 registered advisors work at Principal Securities, Inc. in Duluth, out of 1,396 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Principal Securities, Inc. advisors in Duluth, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 194West Des Moines, IA 71Minnetonka, MN 30Tampa, FL 24Raleigh, NC 22Sioux Falls, SD 22Atlanta, GA 21Charlotte, NC 21Wauwatosa, WI 19Wayne, PA 19Downers Grove, IL 18Roseville, CA 18Addison, TX 17Elkhorn, NE 17Overland Park, KS 17

Other firms in Duluth

All Duluth advisors →

RBC Capital Markets, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 17LPL Financial LLC 12Ameriprise Financial Services, LLC 9Raymond James Financial Services Advisors, Inc. 9Morgan Stanley 8Raymond James & Associates, Inc. 7Cetera Investment Advisers LLC 6Commonwealth Financial Network 5Edward Jones 5Farther 3Midwest Professional Planners, Ltd. 3

Questions

How many financial advisors does Principal Securities, Inc. have in Duluth?

3 investment adviser representatives are registered at Principal Securities, Inc. offices in Duluth, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,396 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Duluth?

Principal Securities, Inc. ranks number 14 in Duluth by registered advisors; RBC Capital Markets, LLC has the most, with 18.

How do I check a Principal Securities, Inc. advisor in Duluth?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.