Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Duluth, MN

Every SEC-registered investment adviser representative at a firm office in Duluth, with the firms that employ the most of them.

The short answer

131 registered advisors work in Duluth; the most are at RBC Capital Markets, LLC (18). 22 list the CFP designation and 117 are also registered broker representatives.

Firms with the most advisors in Duluth

FirmAdvisors in Duluth
RBC Capital Markets, LLC news18
Merrill Lynch, Pierce, Fenner & Smith Incorporated news17
LPL Financial LLC news12
Ameriprise Financial Services, LLC news9
Raymond James Financial Services Advisors, Inc. news9
Morgan Stanley news8
Raymond James & Associates, Inc. news7
Cetera Investment Advisers LLC news6
Commonwealth Financial Network news5
Edward Jones news5
Farther news3
Midwest Professional Planners, Ltd.3
Osaic Wealth, Inc. news3
Principal Securities, Inc.3
Wells Fargo Clearing Services, LLC news3
Cambridge Investment Research Advisors, Inc. news2
Independent Advisor Alliance, LLC2
Northwestern Mutual Investment Services, LLC2
Thrivent Investment Management Inc.2
Transamerica Retirement Advisors, LLC2
Wells Fargo Advisors Financial Network, LLC news2
Wheeler Retirement Plans LLC2
Eagle Strategies LLC1
Efs Advisors1
First Associated Investment Advisors, Inc.1

Advisors in Duluth, A to Z

CFP advisors in Duluth →

Other cities in Minnesota

All of Minnesota →

Minneapolis 2,280Plymouth 695Edina 589Bloomington 544Minnetonka 441Wayzata 426Rochester 227Arden Hills 192Saint Paul 167Eden Prairie 159Golden Valley 147Maple Grove 142Woodbury 136Eagan 112St. Paul 112St Paul 104Burnsville 90St Louis Park 89New Brighton 86St Cloud 86Stillwater 81St. Louis Park 77Mankato 70Lake Elmo 69

Questions

How many financial advisors are in Duluth, MN?

131 investment adviser representatives are registered at firm offices in Duluth, Minnesota, according to the SEC's Investment Adviser Public Disclosure records. 117 of them are also registered as broker representatives, and 22 list the CFP designation.

Which firm has the most financial advisors in Duluth?

RBC Capital Markets, LLC, with 18 registered advisors in Duluth, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 17.

How do I check a financial advisor in Duluth?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.