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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rochester, MN

Every SEC-registered investment adviser representative at a firm office in Rochester, with the firms that employ the most of them.

245 registered advisors work in Rochester; the most are at Ameriprise Financial Services, LLC (31). 0 list the CFP designation and 221 are also registered broker representatives.

Firms with the most advisors in Rochester

FirmAdvisors in Rochester
Ameriprise Financial Services, LLC news31
Edward Jones news27
Osaic Wealth, Inc. news21
Stifel, Nicolaus & Company, Incorporated news16
LPL Financial LLC news15
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
RBC Capital Markets, LLC news12
Thrivent Investment Management Inc.11
Morgan Stanley news8
Pfs Investments Inc.8
Cetera Investment Advisers LLC news6
Fortress Financial Group, LLC6
Raymond James Financial Services Advisors, Inc. news6
Commonwealth Financial Network news5
Robert W. Baird & Co. Incorporated news4
U.S. Bancorp Advisors, LLC4
Alphastar Capital Management3
Efs Advisors3
Equitable Advisors, LLC news3
Northwestern Mutual Investment Services, LLC3
Park Avenue Securities LLC3
State Farm Investment Management Corp.3
Strategic Asset Management LLC.3
Wells Fargo Clearing Services, LLC news3
Ataraxis Financial2

Advisors in Rochester, A to Z

Search all of Minnesota →

Other cities in Minnesota

All of Minnesota →

Minneapolis 2,417Plymouth 738Edina 631Bloomington 575Wayzata 459Minnetonka 457Arden Hills 208Saint Paul 178Eden Prairie 166Golden Valley 156Maple Grove 147Woodbury 144Duluth 143St. Paul 118Eagan 116St Paul 112Burnsville 95New Brighton 92St Cloud 92St Louis Park 92Stillwater 92St. Louis Park 81Lake Elmo 74Mankato 74

Questions

How many financial advisors are in Rochester, MN?

245 investment adviser representatives are registered at firm offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records. 221 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rochester?

Ameriprise Financial Services, LLC, with 31 registered advisors in Rochester, followed by Edward Jones with 27.

How do I check a financial advisor in Rochester?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.