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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Rochester, MN

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Rochester, A to Z.

The short answer

13 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rochester, out of 22,881 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Rochester, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Rochester

All Rochester advisors →

Ameriprise Financial Services, LLC 29Edward Jones 25Osaic Wealth, Inc. 18LPL Financial LLC 15Stifel, Nicolaus & Company, Incorporated 14RBC Capital Markets, LLC 12Thrivent Investment Management Inc. 10Morgan Stanley 7Pfs Investments Inc. 7Cetera Investment Advisers LLC 6Commonwealth Financial Network 5Fortress Financial Group, LLC 5

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Rochester?

13 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Rochester?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 6 in Rochester by registered advisors; Ameriprise Financial Services, LLC has the most, with 29.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.