Financial ADVSR advisor directory · SEC adviser records
Stifel, Nicolaus & Company, Incorporated financial advisors in Rochester, MN
Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Rochester, A to Z.
The short answer
14 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Rochester, out of 3,111 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 14 are also registered broker representatives.
Stifel, Nicolaus & Company, Incorporated advisors in Rochester, A to Z
Every Stifel, Nicolaus & Company, Incorporated advisor →- Randy L. BakerAlso a broker rep
- Christopher M. BergAlso a broker rep
- Scott R. CarlsonAlso a broker rep
- Brent H. FisherAlso a broker rep
- Cody A. LarsonAlso a broker rep
- Dean C. LarsonCertified Financial Planner · Also a broker rep
- Jill A. LentzAlso a broker rep
- Kathy A. LessardCertified Financial Planner · Also a broker rep
- Emanuel R. LopezAlso a broker rep
- Christina M. MielkeAlso a broker rep
- Pinnarorth J. PengAlso a broker rep
- Daryl D. SchulzAlso a broker rep
- Mark H. SebringAlso a broker rep
- Michael C. VanstraatenAlso a broker rep
Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Stifel, Nicolaus & Company, Incorporated advisors in other cities
St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27
Other firms in Rochester
All Rochester advisors →Ameriprise Financial Services, LLC 29Edward Jones 25Osaic Wealth, Inc. 18LPL Financial LLC 15Merrill Lynch, Pierce, Fenner & Smith Incorporated 13RBC Capital Markets, LLC 12Thrivent Investment Management Inc. 10Morgan Stanley 7Pfs Investments Inc. 7Cetera Investment Advisers LLC 6Commonwealth Financial Network 5Fortress Financial Group, LLC 5
Questions
How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Rochester?
14 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 2 list the CFP designation and 14 are also registered as broker representatives.
Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Rochester?
Stifel, Nicolaus & Company, Incorporated ranks number 5 in Rochester by registered advisors; Ameriprise Financial Services, LLC has the most, with 29.
How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Rochester?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.