Adviser and broker representative · Stifel, Nicolaus & Company, Incorporated
Randy L. Baker
CRD 1763162 · Rochester, MN
At a glance
Randy L. Baker is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Rochester, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Randy’s SEC record dates to 2006, about 20 years ago. Randy is also registered as a broker representative.
Current advisory firm
- Stifel, Nicolaus & Company, IncorporatedSince January 2020Rochester, MN · $198B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Randy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.