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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Rochester, MN

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Rochester, A to Z.

The short answer

12 registered advisors work at RBC Capital Markets, LLC in Rochester, out of 3,473 at the firm nationwide; it ranks number 7 in the city by advisors. 0 list the CFP designation and 12 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Rochester, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36

Other firms in Rochester

All Rochester advisors →

Ameriprise Financial Services, LLC 29Edward Jones 24Osaic Wealth, Inc. 18LPL Financial LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 13Stifel, Nicolaus & Company, Incorporated 13Thrivent Investment Management Inc. 11Morgan Stanley 7Pfs Investments Inc. 7Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 5Fortress Financial Group, LLC 4

Questions

How many financial advisors does RBC Capital Markets, LLC have in Rochester?

12 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Rochester?

RBC Capital Markets, LLC ranks number 7 in Rochester by registered advisors; Ameriprise Financial Services, LLC has the most, with 29.

How do I check a RBC Capital Markets, LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.