Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Rochester, MN

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Rochester, A to Z.

The short answer

3 registered advisors work at Northwestern Mutual Investment Services, LLC in Rochester, out of 1,946 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Rochester, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Rochester

All Rochester advisors →

Ameriprise Financial Services, LLC 29Edward Jones 25Osaic Wealth, Inc. 18LPL Financial LLC 15Stifel, Nicolaus & Company, Incorporated 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 13RBC Capital Markets, LLC 12Thrivent Investment Management Inc. 10Morgan Stanley 7Pfs Investments Inc. 7Cetera Investment Advisers LLC 6Commonwealth Financial Network 5

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Rochester?

3 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Rochester?

Northwestern Mutual Investment Services, LLC ranks number 19 in Rochester by registered advisors; Ameriprise Financial Services, LLC has the most, with 29.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.