Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Efs Advisors financial advisors in Rochester, MN

Every SEC-registered investment adviser representative at a Efs Advisors office in Rochester, A to Z.

3 registered advisors work at Efs Advisors in Rochester, out of 50 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Efs Advisors advisors in Rochester, A to Z

Every Efs Advisors advisor →

Efs Advisors advisors in other cities

Cambridge, MN 33Bemidji, MN 1Brooklyn Park, MN 1Coon Rapids, MN 1Detroit Lakes, MN 1Duluth, MN 1Johnston, IA 1Lakeville, MN 1Little Falls, MN 1Marion, IA 1Minnetonka, MN 1St. Paul, MN 1Stillwater, MN 1Waite Park, MN 1Willmar, MN 1

Other firms in Rochester

All Rochester advisors →

Ameriprise Financial Services, LLC 29Edward Jones 24Osaic Wealth, Inc. 18LPL Financial LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 13Stifel, Nicolaus & Company, Incorporated 13RBC Capital Markets, LLC 12Thrivent Investment Management Inc. 11Morgan Stanley 7Pfs Investments Inc. 7Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 5

Questions

How many financial advisors does Efs Advisors have in Rochester?

3 investment adviser representatives are registered at Efs Advisors offices in Rochester, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 50 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Efs Advisors one of the largest advisor employers in Rochester?

Efs Advisors ranks number 19 in Rochester by registered advisors; Ameriprise Financial Services, LLC has the most, with 29.

How do I check a Efs Advisors advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Efs Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.