Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Duluth, MN
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Duluth, A to Z.
The short answer
18 registered advisors work at RBC Capital Markets, LLC in Duluth, out of 3,473 at the firm nationwide; it ranks number 1 in the city by advisors. 5 list the CFP designation and 18 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Duluth, A to Z
Every RBC Capital Markets, LLC advisor →- Gary R. BubaloAlso a broker rep
- Robert D. BubaloAlso a broker rep
- Theodore J. BujoldAlso a broker rep
- Debra M. CarlsonAlso a broker rep
- Joy E. DalbergCertified Financial Planner · Also a broker rep
- Danielle M. DefeyterAlso a broker rep
- Vincent M. JonesCertified Financial Planner · Also a broker rep
- Alicia N. KimAlso a broker rep
- Travis J. KlingeisenAlso a broker rep
- Alexander M. LavalleAlso a broker rep
- Alecia L. McKay-JonesCertified Financial Planner · Also a broker rep
- Xavier McNultyAlso a broker rep
- Cheryl A. MeeseCertified Financial Planner · Also a broker rep
- Steven J. PatronasAlso a broker rep
- Patrick J. PfahlAlso a broker rep
- James H. ProctorCertified Financial Planner · Also a broker rep
- Ian C. SundlandAlso a broker rep
- Kristin G. YapelAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36
Other firms in Duluth
All Duluth advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 17LPL Financial LLC 12Ameriprise Financial Services, LLC 9Raymond James Financial Services Advisors, Inc. 9Morgan Stanley 8Raymond James & Associates, Inc. 7Cetera Investment Advisers LLC 6Commonwealth Financial Network 5Edward Jones 5Farther 3Midwest Professional Planners, Ltd. 3Osaic Wealth, Inc. 3
Questions
How many financial advisors does RBC Capital Markets, LLC have in Duluth?
18 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Duluth, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 5 list the CFP designation and 18 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Duluth?
RBC Capital Markets, LLC ranks number 1 in Duluth by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (17).
How do I check a RBC Capital Markets, LLC advisor in Duluth?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.