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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waterloo, IA

Every SEC-registered investment adviser representative at a firm office in Waterloo, with the firms that employ the most of them.

79 registered advisors work in Waterloo; the most are at LPL Financial LLC (17). 0 list the CFP designation and 75 are also registered broker representatives.

Firms with the most advisors in Waterloo

FirmAdvisors in Waterloo
LPL Financial LLC news17
Osaic Wealth, Inc. news14
Fsb Premier Wealth Management, Inc.8
Stifel, Nicolaus & Company, Incorporated news8
Thrivent Investment Management Inc.6
Benjamin F. Edwards & Company, Inc.3
Edward Jones news3
Net Worth Advisors3
J.P. Morgan Securities LLC news2
M Holdings Securities, Inc.2
State Farm Investment Management Corp.2
Tuve Investment Management, Inc.2
U.S. Bancorp Advisors, LLC2
Cetera Investment Advisers LLC news1
Keystone Wealth Management1
Nations Financial Group, Inc.1
Northwestern Mutual Investment Services, LLC1
Principal Advised Services1
Principal Securities, Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in Waterloo, A to Z

Search all of Iowa →

Other cities in Iowa

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Bettendorf 116Clive 90Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Johnston 59Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Spencer 29Decorah 27Fort Dodge 27

Questions

How many financial advisors are in Waterloo, IA?

79 investment adviser representatives are registered at firm offices in Waterloo, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 75 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Waterloo?

LPL Financial LLC, with 17 registered advisors in Waterloo, followed by Osaic Wealth, Inc. with 14.

How do I check a financial advisor in Waterloo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.