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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Waterloo, IA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Waterloo, A to Z.

The short answer

8 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Waterloo, out of 3,111 at the firm nationwide; it ranks number 4 in the city by advisors. 2 list the CFP designation and 8 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Waterloo, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Waterloo

All Waterloo advisors →

LPL Financial LLC 17Osaic Wealth, Inc. 13Fsb Premier Wealth Management, Inc. 8Thrivent Investment Management Inc. 6Edward Jones 3Net Worth Advisors 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Waterloo?

8 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Waterloo, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 2 list the CFP designation and 8 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Waterloo?

Stifel, Nicolaus & Company, Incorporated ranks number 4 in Waterloo by registered advisors; LPL Financial LLC has the most, with 17.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Waterloo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.