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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Waterloo, IA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Waterloo, A to Z.

17 registered advisors work at LPL Financial LLC in Waterloo, out of 22,666 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 17 are also registered broker representatives.

LPL Financial LLC advisors in Waterloo, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Waterloo

All Waterloo advisors →

Osaic Wealth, Inc. 12Fsb Premier Wealth Management, Inc. 8Stifel, Nicolaus & Company, Incorporated 8Thrivent Investment Management Inc. 6Edward Jones 4Net Worth Advisors 3

Questions

How many financial advisors does LPL Financial LLC have in Waterloo?

17 investment adviser representatives are registered at LPL Financial LLC offices in Waterloo, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Waterloo?

LPL Financial LLC ranks number 1 in Waterloo by registered advisors, ahead of Osaic Wealth, Inc. (12).

How do I check a LPL Financial LLC advisor in Waterloo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.