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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in W Des Moines, IA

Every SEC-registered investment adviser representative at a firm office in W Des Moines, with the firms that employ the most of them.

22 registered advisors work in W Des Moines; the most are at Northwestern Mutual Investment Services, LLC (18). 0 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in W Des Moines

FirmAdvisors in W Des Moines
Northwestern Mutual Investment Services, LLC18
Principal Advised Services2
Principal Asset Management1
State Farm Investment Management Corp.1

Advisors in W Des Moines, A to Z

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Other cities in Iowa

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Bettendorf 116Clive 90Waterloo 79Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Johnston 59Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Spencer 29Decorah 27

Questions

How many financial advisors are in W Des Moines, IA?

22 investment adviser representatives are registered at firm offices in W Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in W Des Moines?

Northwestern Mutual Investment Services, LLC, with 18 registered advisors in W Des Moines, followed by Principal Advised Services with 2.

How do I check a financial advisor in W Des Moines?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.