Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Francis J. Oppold Jr.
CRD 1034825 · W Des Moines, IA
At a glance
Francis J. Oppold Jr. is an investment adviser representative with Northwestern Mutual Investment Services, LLC in W Des Moines, IA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Francis’s SEC record dates to 2002, about 23 years ago. Francis is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince October 2002W Des Moines, IA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2002 (23 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Francis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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