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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Clive, IA

Every SEC-registered investment adviser representative at a firm office in Clive, with the firms that employ the most of them.

87 registered advisors work in Clive; the most are at RBC Capital Markets, LLC (25). 10 list the CFP designation and 80 are also registered broker representatives.

Firms with the most advisors in Clive

FirmAdvisors in Clive
RBC Capital Markets, LLC news25
Raymond James & Associates, Inc. news20
Osaic Wealth, Inc. news7
Wells Fargo Clearing Services, LLC news5
Edward Jones news4
LPL Financial LLC news4
Paladin Wealth Partners3
Weis Advisory3
First Heartland Consultants, Inc.2
Mutual Of Omaha Investor Services, Inc.2
Northwestern Mutual Investment Services, LLC2
Acadia Legacy Group1
Creativeone Securities, LLC1
Empower Advisory Group, LLC1
Fmsa1
Independent Financial Partners1
Pfs Investments Inc.1
Principal Advised Services1
Royal Fund Management, LLC1
Wells Fargo Advisors Financial Network, LLC news1
Woodlands Capital Management, LLC1

Advisors in Clive, A to Z

CFP advisors in Clive →

Other cities in Iowa

All of Iowa →

West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25Decorah 25

Questions

How many financial advisors are in Clive, IA?

87 investment adviser representatives are registered at firm offices in Clive, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 80 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Clive?

RBC Capital Markets, LLC, with 25 registered advisors in Clive, followed by Raymond James & Associates, Inc. with 20.

How do I check a financial advisor in Clive?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.