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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Clive, IA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Clive, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Clive, out of 21,098 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Clive, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Clive

All Clive advisors →

RBC Capital Markets, LLC 25Raymond James & Associates, Inc. 20Osaic Wealth, Inc. 7Wells Fargo Clearing Services, LLC 5Edward Jones 4Paladin Wealth Partners 3Weis Advisory 3

Questions

How many financial advisors does LPL Financial LLC have in Clive?

4 investment adviser representatives are registered at LPL Financial LLC offices in Clive, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Clive?

LPL Financial LLC ranks number 6 in Clive by registered advisors; RBC Capital Markets, LLC has the most, with 25.

How do I check a LPL Financial LLC advisor in Clive?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.