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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spencer, IA

Every SEC-registered investment adviser representative at a firm office in Spencer, with the firms that employ the most of them.

29 registered advisors work in Spencer; the most are at Northwest Wealth Management, LLC (11). 0 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Spencer

FirmAdvisors in Spencer
Northwest Wealth Management, LLC11
LPL Financial LLC news5
Edward Jones news3
Thrivent Investment Management Inc.3
Ameriprise Financial Services, LLC news2
Osaic Wealth, Inc. news2
Cetera Planning Partners news1
State Farm Investment Management Corp.1
U.S. Bancorp Advisors, LLC1

Advisors in Spencer, A to Z

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Other cities in Iowa

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Bettendorf 116Clive 90Waterloo 79Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Johnston 59Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Decorah 27Fort Dodge 27

Questions

How many financial advisors are in Spencer, IA?

29 investment adviser representatives are registered at firm offices in Spencer, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Spencer?

Northwest Wealth Management, LLC, with 11 registered advisors in Spencer, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Spencer?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.