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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Spencer, IA

Every SEC-registered financial advisor at a firm office in Spencer who lists the Certified Financial Planner designation, A to Z.

8 CFP professionals work in Spencer; the most are at Northwest Wealth Management, LLC (7). 1 are also registered broker representatives.

CFP advisors in Spencer, A to Z

Every advisor in Spencer →

Firms with the most CFP professionals in Spencer

Northwest Wealth Management, LLC 7Osaic Wealth, Inc. 1

CFP advisors in other Iowa cities

All of Iowa →

West Des Moines 113Urbandale 64Dubuque 44Des Moines 40Cedar Rapids 38Ankeny 15Cedar Falls 13Davenport 12Bettendorf 11Johnston 11Waterloo 11Clive 10Coralville 10Ames 9Pella 8Decorah 7Fairfield 7Hiawatha 7Carroll 6Iowa City 6Sioux Center 5Boone 4Charles City 4Council Bluffs 4

Questions

How many CFP financial advisors are in Spencer, IA?

8 SEC-registered investment adviser representatives at firm offices in Spencer, Iowa list the CFP designation; Northwest Wealth Management, LLC employs the most of them (7).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Spencer?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.