Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Carroll, IA
Every SEC-registered investment adviser representative at a firm office in Carroll, with the firms that employ the most of them.
21 registered advisors work in Carroll; the most are at Edward Jones (8). 6 list the CFP designation and 16 are also registered broker representatives.
Firms with the most advisors in Carroll
| Firm | Advisors in Carroll |
|---|---|
| Edward Jones news | 8 |
| Pfs Investments Inc. | 3 |
| True Wealth Nation | 3 |
| True Wealth, LLC | 3 |
| Principal Securities, Inc. | 2 |
| Ameriprise Financial Services, LLC news | 1 |
| Greteman Capital Management | 1 |
| Northwestern Mutual Investment Services, LLC | 1 |
| Osaic Wealth, Inc. news | 1 |
Advisors in Carroll, A to Z
CFP advisors in Carroll →- Brett F. AdamsEdward Jones
- Josie M. BengfordAmeriprise Financial Services, LLC · Certified Financial Planner
- Jeffrey E. BoesNorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
- Cole L. CollisonPrincipal Securities, Inc.
- Brady DicksPfs Investments Inc.
- Wyatt A. GauchatTrue Wealth Nation
- Nicholas L. GretemanGreteman Capital Management
- Sean M. HaluskaEdward Jones
- Lindsey V. HandlosEdward Jones
- Kristina J. HorsleyPfs Investments Inc.
- Cameron L. JansonEdward Jones · Certified Financial Planner
- Jordan L. JansonEdward Jones · Certified Financial Planner
- Aubrey KemerlingEdward Jones
- Maeve K. McNamee DanielsonTrue Wealth, LLC
- Nichole M. OlberdingEdward Jones
- Matt J. RamaekersPrincipal Securities, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Timothy J. RialOsaic Wealth, Inc.
- Amy RiddlePfs Investments Inc.
- John M. SklenarTrue Wealth Nation · Certified Financial Planner, Personal Financial Specialist
- Nicholas J. SklenarTrue Wealth, LLC · Certified Financial Planner
- Ashley TennigkeitEdward Jones
Other cities in Iowa
All of Iowa →West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25
Questions
How many financial advisors are in Carroll, IA?
21 investment adviser representatives are registered at firm offices in Carroll, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 6 list the CFP designation.
Which firm has the most financial advisors in Carroll?
Edward Jones, with 8 registered advisors in Carroll, followed by Pfs Investments Inc. with 3.
How do I check a financial advisor in Carroll?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.