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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Denver, NC

Every SEC-registered investment adviser representative at a firm office in Denver, with the firms that employ the most of them.

23 registered advisors work in Denver; the most are at Raymond James Financial Services Advisors, Inc. (5). 5 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Denver

FirmAdvisors in Denver
Raymond James Financial Services Advisors, Inc. news5
Independent Advisor Alliance, LLC2
LPL Financial LLC news2
State Farm Investment Management Corp.2
Edward Jones news1
Independent Financial Partners1
Kestra Private Wealth Services, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Mtc Wealth Management1
Principal Advised Services1
Principal Securities, Inc.1
Safebridge LLC1
Spark Asset Management Group1
Strategic Advisers LLC1
Tiaa-Cref Individual & Institutional Services, LLC1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Denver, A to Z

CFP advisors in Denver →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Denver, NC?

23 investment adviser representatives are registered at firm offices in Denver, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Denver?

Raymond James Financial Services Advisors, Inc., with 5 registered advisors in Denver, followed by Independent Advisor Alliance, LLC with 2.

How do I check a financial advisor in Denver?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.