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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Norfolk, VA

Every SEC-registered investment adviser representative at a firm office in Norfolk, with the firms that employ the most of them.

251 registered advisors work in Norfolk; the most are at Wells Fargo Clearing Services, LLC (45). 0 list the CFP designation and 181 are also registered broker representatives.

Firms with the most advisors in Norfolk

FirmAdvisors in Norfolk
Wells Fargo Clearing Services, LLC news45
UBS Financial Services Inc. news29
Merrill Lynch, Pierce, Fenner & Smith Incorporated news27
Cerity Partners LLC news16
Clearstead; Clearstead Advisory Solutions15
Truist Advisory Services, Inc. news13
Eagle Strategies LLC10
Brown Advisory9
Davenport & Company LLC7
Edward Jones news7
Cerity Partners Retirement Plan Consultants news6
Focus Partners Wealth, LLC6
Stratos Wealth Partners, Ltd.5
Courage Korving Miller Partners, LLC4
Ameriprise Financial Services, LLC news3
Courage Miller Partners, LLC3
Equitable Advisors, LLC news3
Heritage Wealth Management Group, Ltd.3
Raymond James & Associates, Inc. news3
Raymond James Financial Services Advisors, Inc. news3
Cambridge Investment Research Advisors, Inc. news2
Commonwealth Financial Network news2
Dominion Capital Wealth Advisors2
First Command Advisory Services2
J.P. Morgan Securities LLC news2

Advisors in Norfolk, A to Z

Search all of Virginia →

Other cities in Virginia

All of Virginia →

Richmond 1,353McLean 630Vienna 604Virginia Beach 550Reston 397Alexandria 370Roanoke 348Glen Allen 318Fairfax 293Charlottesville 272Midlothian 233Arlington 221Williamsburg 217Leesburg 163Lynchburg 147Newport News 147Falls Church 133Harrisonburg 131Chesapeake 123Fredericksburg 108Ashburn 105Winchester 97Tysons Corner 79Henrico 73

Questions

How many financial advisors are in Norfolk, VA?

251 investment adviser representatives are registered at firm offices in Norfolk, Virginia, according to the SEC's Investment Adviser Public Disclosure records. 181 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Norfolk?

Wells Fargo Clearing Services, LLC, with 45 registered advisors in Norfolk, followed by UBS Financial Services Inc. with 29.

How do I check a financial advisor in Norfolk?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.