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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saratoga Springs, UT

Every SEC-registered investment adviser representative at a firm office in Saratoga Springs, with the firms that employ the most of them.

38 registered advisors work in Saratoga Springs; the most are at Strategic Advisers LLC (17). 4 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Saratoga Springs

FirmAdvisors in Saratoga Springs
Strategic Advisers LLC17
Ameriprise Financial Services, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Morgan Stanley news2
Principal Securities, Inc.2
Alpha Wealth Funds, LLC1
Hurley Investments, LLC1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
Practicecfo Investments1
RBC Capital Markets, LLC news1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
Summit Wealth LLC1
The Table Financial Planning LLC1
Thrivent Investment Management Inc.1
Vantage Point Wealth Management, LLC1
Your Ia, LLC1

Advisors in Saratoga Springs, A to Z

CFP advisors in Saratoga Springs →

Other cities in Utah

All of Utah →

Salt Lake City 1,587South Jordan 344Sandy 309Lehi 235Draper 156Provo 145Cottonwood Heights 131Orem 124Bountiful 109Holladay 109St. George 106Park City 91Ogden 84Logan 70Layton 67Midvale 63Murray 62West Jordan 62Farmington 60Centerville 48Pleasant Grove 46American Fork 41Kaysville 41Riverton 39

Questions

How many financial advisors are in Saratoga Springs, UT?

38 investment adviser representatives are registered at firm offices in Saratoga Springs, Utah, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Saratoga Springs?

Strategic Advisers LLC, with 17 registered advisors in Saratoga Springs, followed by Ameriprise Financial Services, LLC with 2.

How do I check a financial advisor in Saratoga Springs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.