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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Phoenix, AZ

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Phoenix, A to Z.

8 registered advisors work at Principal Securities, Inc. in Phoenix, out of 1,396 at the firm nationwide; it ranks number 38 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

Principal Securities, Inc. advisors in Phoenix, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 194West Des Moines, IA 71Minnetonka, MN 30Tampa, FL 24Raleigh, NC 22Sioux Falls, SD 22Atlanta, GA 21Charlotte, NC 21Wauwatosa, WI 19Wayne, PA 19Downers Grove, IL 18Roseville, CA 18Addison, TX 17Elkhorn, NE 17Overland Park, KS 17

Other firms in Phoenix

All Phoenix advisors →

Charles Schwab & Co., Inc. 425Schwab Wealth Advisory, Inc. 257Foundations Investment Advisors LLC 120Cetera Investment Advisers LLC 96Merrill Lynch, Pierce, Fenner & Smith Incorporated 92J.P. Morgan Securities LLC 81Strategic Advisers LLC 61LPL Financial LLC 58UBS Financial Services Inc. 50Edelman Financial Engines 45Morgan Stanley 41Brookwood Investment Group 34

Questions

How many financial advisors does Principal Securities, Inc. have in Phoenix?

8 investment adviser representatives are registered at Principal Securities, Inc. offices in Phoenix, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 1,396 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Phoenix?

Principal Securities, Inc. ranks number 38 in Phoenix by registered advisors; Charles Schwab & Co., Inc. has the most, with 425.

How do I check a Principal Securities, Inc. advisor in Phoenix?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.