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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Lincoln, NE

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Lincoln, A to Z.

The short answer

6 registered advisors work at Principal Securities, Inc. in Lincoln, out of 1,318 at the firm nationwide; it ranks number 21 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Principal Securities, Inc. advisors in Lincoln, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Lincoln

All Lincoln advisors →

LPL Financial LLC 54Ameritas Advisory Services, LLC 50Edward Jones 45Osaic Wealth, Inc. 39Allstate Financial Advisors, LLC 30RBC Capital Markets, LLC 24UBS Financial Services Inc. 20Wells Fargo Clearing Services, LLC 20D.A. Davidson & Co. 17State Farm Investment Management Corp. 14Cetera Investment Advisers LLC 13Pittenger & Anderson Inc. 13

Questions

How many financial advisors does Principal Securities, Inc. have in Lincoln?

6 investment adviser representatives are registered at Principal Securities, Inc. offices in Lincoln, Nebraska, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Lincoln?

Principal Securities, Inc. ranks number 21 in Lincoln by registered advisors; LPL Financial LLC has the most, with 54.

How do I check a Principal Securities, Inc. advisor in Lincoln?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.