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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pueblo, CO

Every SEC-registered investment adviser representative at a firm office in Pueblo, with the firms that employ the most of them.

46 registered advisors work in Pueblo; the most are at LPL Financial LLC (7). 4 list the CFP designation and 37 are also registered broker representatives.

Firms with the most advisors in Pueblo

FirmAdvisors in Pueblo
LPL Financial LLC news7
RBC Capital Markets, LLC news4
Ameriprise Financial Services, LLC news3
Gradient Advisors, LLC3
State Farm Investment Management Corp.3
Stifel, Nicolaus & Company, Incorporated news3
Cetera Investment Advisers LLC news2
Edward Jones news2
Mathies Financial Partners2
Morgan Stanley news2
Raymond James Financial Services Advisors, Inc. news2
Century Investments1
Empower Advisory Group, LLC1
Equitable Advisors, LLC news1
Farther news1
Focus Partners Wealth, LLC1
Geneos Wealth Management, Inc.1
Mwa Financial Services Inc.1
Osaic Institutions, Inc. news1
Pavaki Capital Management, LLC1
Pfs Investments Inc.1
Principal Securities, Inc.1
Thrivent Investment Management Inc.1
U.S. Bancorp Advisors, LLC1

Advisors in Pueblo, A to Z

CFP advisors in Pueblo →

Other cities in Colorado

All of Colorado →

Denver 2,523Greenwood Village 1,942Colorado Springs 945Lone Tree 746Boulder 436Littleton 302Fort Collins 299Lakewood 288Centennial 255Englewood 228Aurora 174Highlands Ranch 152Parker 141Loveland 133Broomfield 118Golden 117Westminster 111Castle Rock 103Grand Junction 100Arvada 85Louisville 77Durango 75Greeley 70Longmont 65

Questions

How many financial advisors are in Pueblo, CO?

46 investment adviser representatives are registered at firm offices in Pueblo, Colorado, according to the SEC's Investment Adviser Public Disclosure records. 37 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Pueblo?

LPL Financial LLC, with 7 registered advisors in Pueblo, followed by RBC Capital Markets, LLC with 4.

How do I check a financial advisor in Pueblo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.