Wealth manager, independent · Pueblo, CO
Mathies Financial Partners
Prestige Wealth Management, LLC · SEC-registered investment adviser · CRD 150079 · SEC 801-136624
At a glance
Mathies Financial Partners is an SEC-registered investment adviser based in Pueblo, Colorado, with $104 million in regulatory assets under management as of its Form ADV filed July 16, 2026. Its largest client group by assets is individuals, and it reports 324 individual clients. By Form ADV it is a wealth manager, ranked 8,192nd of 8,915 wealth managers and 15,311th of 17,210 SEC-registered advisers by assets.
Main office 719-434-3939mathiesfp.comAs filed on Form ADV
- Regulatory AUM
- $104M
- Rank among wealth managers
- #8,192 of 8,915
- Rank among all SEC RIAs
- #15,311 of 17,210
- Rank in Colorado
- #327 of 359
- Individual clients
- 324
- High-net-worth clients
- 26
- Accounts
- 803
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 5
Owners and executives on its Form ADV
- Jeffrey D MathiesCeo/cco
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 298 | $61M | 59% |
| High-net-worth individuals | 26 | $43M | 41% |
Disciplinary disclosures
Mathies Financial Partners answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗mathiesfp.com ↗
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The full record on Mathies Financial Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,374 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Mathies Financial Partners manage?
Mathies Financial Partners reports $104 million in regulatory assets under management across 803 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 16, 2026.
What kind of firm is Mathies Financial Partners?
Mathies Financial Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Mathies Financial Partners’s clients?
By assets, its largest client types are individuals ($61 million, 298 clients); high-net-worth individuals ($43 million, 26 clients).
Does Mathies Financial Partners have any disciplinary history?
Mathies Financial Partners answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Mathies Financial Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →