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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Portland, ME

Every SEC-registered investment adviser representative at a firm office in Portland, with the firms that employ the most of them.

361 registered advisors work in Portland; the most are at Morgan Stanley (39). 58 list the CFP designation and 243 are also registered broker representatives.

Firms with the most advisors in Portland

FirmAdvisors in Portland
Morgan Stanley news39
UBS Financial Services Inc. news32
Strategic Advisers LLC28
Ameriprise Financial Services, LLC news22
R M Davis Inc.20
Merrill Lynch, Pierce, Fenner & Smith Incorporated news16
RBC Capital Markets, LLC news16
Corient news13
Raymond James & Associates, Inc. news13
Td Private Client Wealth LLC11
Old Port Advisors10
Portland Global Advisors LLC10
Raymond James Financial Services Advisors, Inc. news10
Wells Fargo Clearing Services, LLC news10
Headinvest7
Penobscot Financial Advisors7
Commonwealth Financial Network news5
F L Putnam Investment Management Co.5
Great Diamond Partners, LLC5
Guidance Point Retirement Services, LLC5
LPL Financial LLC news5
Steward Partners Investment Advisory, LLC news5
Bigelow Investment Advisors, LLC4
Cambridge Investment Research Advisors, Inc. news4
Janney Montgomery Scott LLC news4

Advisors in Portland, A to Z (first 300 of 361)

CFP advisors in Portland →

Other cities in Maine

All of Maine →

Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9Bath 7

Questions

How many financial advisors are in Portland, ME?

361 investment adviser representatives are registered at firm offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records. 243 of them are also registered as broker representatives, and 58 list the CFP designation.

Which firm has the most financial advisors in Portland?

Morgan Stanley, with 39 registered advisors in Portland, followed by UBS Financial Services Inc. with 32.

How do I check a financial advisor in Portland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.