Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Auburn, ME
Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.
20 registered advisors work in Auburn; the most are at LPL Enterprise, LLC (3). 0 list the CFP designation and 15 are also registered broker representatives.
Firms with the most advisors in Auburn
Advisors in Auburn, A to Z
Search all of Maine →- Mark W. AnthoineLPL Financial LLC · Chartered Financial Consultant
- Christian P. BishopCommonwealth Financial Network
- Stephen J. CarewLPL Financial LLC
- Jacob S. ConnollyFoundations Investment Advisors LLC · Certified Financial Planner
- Jessica L. CornwallRise Private Wealth Management
- Philip J. DoucetteBdm Investments LLC
- James J. FinucaneState Farm Investment Management Corp.
- Melissa E. GrovesEdward Jones
- Lenajo M. HartleyArkadios Wealth Advisors
- Benjamin HolmesEdward Jones
- Claire L. JacksonWorld Investment Advisors, LLC
- Connor J. JacksonLPL Enterprise, LLC
- James Jackson IVLPL Enterprise, LLC
- Charlotte B. KellyLPL Enterprise, LLC
- Matthew B. KingFoundations Investment Advisors LLC · Certified Financial Planner
- Kali H. LaganiereRaymond James Financial Services Advisors, Inc.
- Quinlan LearyArkadios Wealth Advisors
- Nathan P. MacdonaldCetera Investment Advisers LLC
- Matthew T. SimardRise Private Wealth Management
- Leslie E. StevensCetera Investment Advisers LLC
Other cities in Maine
All of Maine →Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Waterville 28Lewiston 24Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Wells 10Cumberland Foreside 9Kittery 9Gardiner 8North Yarmouth 8
Questions
How many financial advisors are in Auburn, ME?
20 investment adviser representatives are registered at firm offices in Auburn, Maine, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Auburn?
LPL Enterprise, LLC, with 3 registered advisors in Auburn, followed by Arkadios Wealth Advisors with 2.
How do I check a financial advisor in Auburn?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.