Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Wells, ME
Every SEC-registered investment adviser representative at a firm office in Wells, with the firms that employ the most of them.
10 registered advisors work in Wells; the most are at Salem Advisory Group LLC (3). 0 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Wells
| Firm | Advisors in Wells |
|---|---|
| Salem Advisory Group LLC | 3 |
| Bogue Asset Management LLC | 1 |
| Commonwealth Financial Network news | 1 |
| Empower Advisory Group, LLC | 1 |
| LPL Enterprise, LLC news | 1 |
| State Farm Investment Management Corp. | 1 |
| Steward Partners Investment Advisory, LLC news | 1 |
| Valic Financial Advisors, Inc. | 1 |
Advisors in Wells, A to Z
Search all of Maine →- Joseph M. AlvarezCommonwealth Financial Network
- Warren G. Berger IIISalem Advisory Group LLC · Chartered Financial Consultant
- Peter C. BishopSalem Advisory Group LLC
- Jeffrey N. BogueBogue Asset Management LLC · Certified Financial Planner
- Kevin J. ColleySalem Advisory Group LLC · Certified Financial Planner
- William P. GliddenLPL Enterprise, LLC
- Nancy A. HaffordState Farm Investment Management Corp. · Chartered Financial Consultant
- James RiceSteward Partners Investment Advisory, LLC
- Mark F. RobertsValic Financial Advisors, Inc.
- Christopher B. ToomeyEmpower Advisory Group, LLC
Other cities in Maine
All of Maine →Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Waterville 28Lewiston 24Auburn 20Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Cumberland Foreside 9Kittery 9Gardiner 8North Yarmouth 8
Questions
How many financial advisors are in Wells, ME?
10 investment adviser representatives are registered at firm offices in Wells, Maine, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Wells?
Salem Advisory Group LLC, with 3 registered advisors in Wells, followed by Bogue Asset Management LLC with 1.
How do I check a financial advisor in Wells?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.