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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Augusta, ME

Every SEC-registered investment adviser representative at a firm office in Augusta, with the firms that employ the most of them.

14 registered advisors work in Augusta; the most are at Edward Jones (3). 0 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Augusta

FirmAdvisors in Augusta
Edward Jones news3
Ameriprise Financial Services, LLC news2
LPL Financial LLC news2
Raymond James Financial Services Advisors, Inc. news2
State Farm Investment Management Corp.2
Maine Center For Wealth Management, LLC1
Simplicity Wealth1
Td Private Client Wealth LLC1

Advisors in Augusta, A to Z

Search all of Maine →

Other cities in Maine

All of Maine →

Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9Bath 7

Questions

How many financial advisors are in Augusta, ME?

14 investment adviser representatives are registered at firm offices in Augusta, Maine, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Augusta?

Edward Jones, with 3 registered advisors in Augusta, followed by Ameriprise Financial Services, LLC with 2.

How do I check a financial advisor in Augusta?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.