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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lewiston, ME

Every SEC-registered investment adviser representative at a firm office in Lewiston, with the firms that employ the most of them.

24 registered advisors work in Lewiston; the most are at Raymond James Financial Services Advisors, Inc. (9). 0 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Lewiston

FirmAdvisors in Lewiston
Raymond James Financial Services Advisors, Inc. news9
LPL Financial LLC news7
Equitable Advisors, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
State Farm Investment Management Corp.2
Ameriprise Financial Services, LLC news1
Mwa Financial Services Inc.1

Advisors in Lewiston, A to Z

Search all of Maine →

Other cities in Maine

All of Maine →

Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Waterville 28Auburn 20Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Wells 10Cumberland Foreside 9Kittery 9Gardiner 8North Yarmouth 8

Questions

How many financial advisors are in Lewiston, ME?

24 investment adviser representatives are registered at firm offices in Lewiston, Maine, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lewiston?

Raymond James Financial Services Advisors, Inc., with 9 registered advisors in Lewiston, followed by LPL Financial LLC with 7.

How do I check a financial advisor in Lewiston?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.