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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Scarborough, ME

Every SEC-registered investment adviser representative at a firm office in Scarborough, with the firms that employ the most of them.

43 registered advisors work in Scarborough; the most are at Ameriprise Financial Services, LLC (12). 6 list the CFP designation and 36 are also registered broker representatives.

Firms with the most advisors in Scarborough

FirmAdvisors in Scarborough
Ameriprise Financial Services, LLC news12
Bankers Life Advisory Services, Inc.6
LPL Financial LLC news4
Cetera Investment Advisers LLC news3
Conscious Capital3
Strategic Advisers LLC3
Blue Point Financial, Inc.2
Edward Jones news2
Educated Investors LLC1
Key Investment Services LLC1
Kirkwood Private, LLC1
Morgan Stanley news1
Osaic Wealth, Inc. news1
Running Oak Capital LLC1
State Farm Investment Management Corp.1
UBS Financial Services Inc. news1

Advisors in Scarborough, A to Z

CFP advisors in Scarborough →

Other cities in Maine

All of Maine →

Portland 361Bangor 79Falmouth 56South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9Bath 7

Questions

How many financial advisors are in Scarborough, ME?

43 investment adviser representatives are registered at firm offices in Scarborough, Maine, according to the SEC's Investment Adviser Public Disclosure records. 36 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Scarborough?

Ameriprise Financial Services, LLC, with 12 registered advisors in Scarborough, followed by Bankers Life Advisory Services, Inc. with 6.

How do I check a financial advisor in Scarborough?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.