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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Windham, ME

Every SEC-registered investment adviser representative at a firm office in Windham, with the firms that employ the most of them.

9 registered advisors work in Windham; the most are at Pfs Investments Inc. (3). 0 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Windham

FirmAdvisors in Windham
Pfs Investments Inc.3
Edward Jones news2
Independent Wealth Network, Inc.1
Key Investment Services LLC1
LPL Enterprise, LLC news1
MML Investors Services, LLC1

Advisors in Windham, A to Z

Search all of Maine →

Other cities in Maine

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Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Bath 7

Questions

How many financial advisors are in Windham, ME?

9 investment adviser representatives are registered at firm offices in Windham, Maine, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Windham?

Pfs Investments Inc., with 3 registered advisors in Windham, followed by Edward Jones with 2.

How do I check a financial advisor in Windham?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.