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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in South Portland, ME

Every SEC-registered investment adviser representative at a firm office in South Portland, with the firms that employ the most of them.

The short answer

31 registered advisors work in South Portland; the most are at Richard Brothers, Financial Advisors (6). 8 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in South Portland

FirmAdvisors in South Portland
Richard Brothers, Financial Advisors6
Cetera Investment Advisers LLC news4
Savant Wealth Management news4
LPL Financial LLC news3
Abbington Investment Group, LLC2
Edward Jones news2
Global Retirement Partners LLC2
Independent Advisor Alliance, LLC2
MML Investors Services, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Robinson Smith Wealth Advisors, LLC2
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Maiden Cove Capital1
Voya Financial Advisors, Inc.1

Advisors in South Portland, A to Z

CFP advisors in South Portland →

Other cities in Maine

All of Maine →

Portland 358Bangor 79Falmouth 60Scarborough 41Waterville 28Lewiston 24Auburn 18Brunswick 17Augusta 16Camden 15Westbrook 15Kennebunk 14Biddeford 13Saco 13Yarmouth 11Bar Harbor 10Presque Isle 10Ellsworth 9Wells 9York 9Cumberland Foreside 8Gardiner 8Kittery 8Windham 8

Questions

How many financial advisors are in South Portland, ME?

31 investment adviser representatives are registered at firm offices in South Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in South Portland?

Richard Brothers, Financial Advisors, with 6 registered advisors in South Portland, followed by Cetera Investment Advisers LLC with 4.

How do I check a financial advisor in South Portland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.