Wealth manager, independent · South Portland, ME
Abbington Investment Group, LLC
SEC-registered investment adviser · CRD 174407 · SEC 801-129540
At a glance
Abbington Investment Group, LLC is an SEC-registered investment adviser based in South Portland, Maine, with $202 million in regulatory assets under management as of its Form ADV filed March 10, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 50 individual clients. By Form ADV it is a wealth manager, ranked 5,771st of 8,915 wealth managers and 12,178th of 17,210 SEC-registered advisers by assets.
Main office 207-433-5820abbingtongroup.comAs filed on Form ADV
- Regulatory AUM
- $202M
- Rank among wealth managers
- #5,771 of 8,915
- Rank among all SEC RIAs
- #12,178 of 17,210
- Rank in Maine
- #19 of 32
- Individual clients
- 50
- High-net-worth clients
- 50
- Accounts
- 91
- Discretionary
- 99% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Peter G. Van DesselManaging Member, Chief Investment Officer, Chief Compliance Officer
- Joseph B. ConnollyMember, Managing Director
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 50 | $202M | 100% |
Disciplinary disclosures
Abbington Investment Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗abbingtongroup.com ↗
AtlasMembers
The full record on Abbington Investment Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 5,986 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Abbington Investment Group, LLC manage?
Abbington Investment Group, LLC reports $202 million in regulatory assets under management across 91 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 10, 2026.
What kind of firm is Abbington Investment Group, LLC?
Abbington Investment Group, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Abbington Investment Group, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($202 million, 50 clients).
Does Abbington Investment Group, LLC have any disciplinary history?
Abbington Investment Group, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Abbington Investment Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →